General / Tags / Regulatory

GENERAL Fri Jul 25, 2008 @ 12:04pm neoform

news.yahoo.com -- By Patrick Rucker and Rachelle Younglai Thu Jul 24, 10:52 AM ET WASHINGTON (Reuters) - The head of the Securities and Exchange Commission said on Thursday that his agency should oversee investment banks under a new regulatory regime aimed at averting an.. Read More

GENERAL Thu Jul 10, 2008 @ 3:02pm neoform

news.yahoo.com -- By Mark Felsenthal and Glenn Somerville 31 minutes ago WASHINGTON (Reuters) - Policy-makers said on Thursday they were doing everything possible to restore calm to financial markets, but stressed to lawmakers that a longer-term regulatory overhaul was v.. Read More

GENERAL Mon May 12, 2008 @ 3:01pm neoform

news.yahoo.com -- 1 hour, 2 minutes ago BOSTON (Reuters) - Wachovia Corp (WB.N), battered by mounting losses from mortgages and other debt and facing increasing regulatory scrutiny, is undertaking an independent review of its risk and compliance processes and cutting job.. Read More

GENERAL Thu Sep 27, 2007 @ 3:01pm neoform

news.yahoo.com -- Wed Sep 26, 10:05 PM ET NEW YORK (Reuters) - The Nasdaq Stock Market Inc (NDAQ.O) said on Wednesday that it received regulatory approval from the China Securities Regulatory Commission to open a representative office in Beijing. Nasdaq said the office.. Read More